Sec stock option backdating cases

Potter its highest ranking and described him as “extraordinarily talented,” a "great strategic thinker,” and “an outstanding trial lawyer." Other peer-reviewed, legal publications have characterized Mr.

Potter as a "high powered trial lawyer," an "A-List" defense counsel, and “the best in the business.” Mr. Potter taught trial advocacy to federal prosecutors as part of the Attorney General's Trial Institute Program. Potter has delivered lectures and provided training throughout the world to the American Bar Association, the California State Bar and various international organizations, on a variety of topics including internal investigations, the Foreign Corrupt Practices Act, Health Care Fraud, the False Claims Act, Securities Fraud and the Economic Espionage Act. Potter previously held a number of high-ranking positions within the United States Attorney's Office, where he received professional commendations from the Department of Justice, the Federal Bureau of Investigation, the Internal Revenue Service, the Department of Defense and the United States Customs Service.

See generally Ken Adams, Can a Trust Enter Into a Contract? Failing to name the correct corporate entity as the other party to the contract could leave the drafter's client holding the bag. 2015): Northbound's decision to sue the parent company, and not the subsidiary that was the named party to the contract, proved fatal to Northbound's breach-of-contract case. In that case, the contract (i) stated that it was creating a strategic alliance for the contracting party and its affiliates, and (ii) was signed by the president of the contracting party, who was also the sole managing member of the affiliate. Solely during the Authorized Use Period, the Receiving Party may use Confidential Information to the extent reasonably necessary for one or more of the following: (1) performing the Receiving Party's obligations under the Agreement; (2) exercising the Receiving Party's rights under the Agreement; (3) assessing whether to enter into another agreement with the Disclosing Party; and (4) any other particular authorized uses expressly agreed to in writing by the parties — it is immaterial if one or more of such other authorized uses, if any, falls within any of subdivisions (1) through (3) above.

] [NOTE: Don't rely on the drafts below as a substitute for legal advice about your specific situation. If the receiving party's confidentiality obligations are allowed to expire, the disclosing party might there­after find it difficult — or, more likely, impossible — to convince a court to enforce any trade-secret rights in the relevant information. A receiving party might find it to be tremendously burdensome and expensive to try to return or destroy all copies of a disclosing party's confidential information, even those in emails, backup systems, etc.

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Imagine that a German widget manufacturer and an American customer are negotiating an order. "This corroboration requirement for testimony by an interested party is based on the sometimes unreliable nature of oral testimony, due to the forgetfulness of witnesses, their liability to mistakes, their proneness to recollect things as the party calling them would have them recollect them, aside from the temptation to actual perjury." Trans Web LLC v. See, e.g.: At all times during the Confidentiality-Obligation Period, the Receiving Party must not disclose, use, or copy Confidential Information, in whole or in part, except as expressly provided in the Agreement. A receiving party likely would not want to take on the higher burden of entering into a fid­u­ci­a­ry relationship with the disclosing party.

They want to allocate responsibily for ar­ranging for ship­ping the widgets; insurance; export clearances; and customs. to ensure that any use, disclosure, or copying of Confidential Information, by or on behalf of the Receiving Party or any party receiving Confidential Information from the Receiving Party complies with applicable law, including for example any applicable law concerning (i) privacy or (ii) export controls. (Opinions seem to vary as to whether the term fiduciary relationship and confidential relationship are synonyms; the answer might depend on the jurisdiction. Day, Difference Between Fiduciary Relationships and Confidential Relationships (John Day Legal.com) (citing Tennessee cases).

The manufacturer and customer needn't bother negotiating the wording for those responsibilities. A requirement like this can be handy if the Receiving Party will be dealing with information whose distribution is restricted by law, for example personal health information or export-controlled information. The obligations of sec­tion 6.1.3 apply only during the Confidentiality-Obligation Period; during that time, though, those obligations will continue to apply to all Specimens of Confidential Information, even after any termination or expiration of the Agreement. of Confidential Information is any copy of, and any physical object embodying, Confidential Information — for example, any paper- or electronic copy and any specimen of hardware — where the copy or physical object is in the possession, custody, or control of: (i) the Receiving Party, and/or (ii) any individual or organization to which the Receiving Party made Confidential Information accessible.

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As the current wave of stock option backdating investigations and shareholder derivative lawsuits sweeps through the D&O industry, this is a good time to step back, consider what is at stake in these cases, and anticipate some of the D&O coverage issues that will implicated by settlements of these cases. 
12-Aug-2018 01:22
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Former Comverse CEO Agrees to $53 Million Settlement of Options Backdating. stock option backdating cases and one. by the SEC settled their cases in. 
12-Aug-2018 01:27
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Backdating of Executive Stock Option. based on a limited set of egregious backdating cases to send a signal that. SEC discloses information from. 
12-Aug-2018 01:29
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SEC Charges Home Builder's Former Human Resources Executive with Stock Options Backdating SEC v. Gary A. Ray. Group for Stock Option BackdatingSEC v. 
12-Aug-2018 01:32
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Aug 18, 2013 The string of options-backdating cases showed how difficult it was to. End of the Options Backdating. which gave out stock options like candy on. 
12-Aug-2018 01:35
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Options backdating is the practice of altering the date a stock option was granted, to a usually earlier but sometimes later date at which the underlying stock price was lower. 
12-Aug-2018 01:38
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Sec stock option backdating cases introduction

Sec stock option backdating cases

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